Blog 07
According to Duverger’s law, the
effective number of parties is a direct effect of the electoral rules. In other
words those states that have adopted single member district plurality (SMDP) rules
have 1-2 effective parties, while states that utilize proportional
representation (PR) rules have many. Does this law hold up when analyzing the
number of effective parties in the United Kingdom?
Officially the UK is listed as
having a SMDP electoral syatem.1 However, in the last general election for the
UK’s House of Commons (one branch of the bicameral legislature) there were
actually 50 political parties that received votes!2 How many of
these parties are considered effective? After using the percent of votes per
party in to the party efficiency formula (neff=1/Σ(p2)) the effective party number turned
out to be 3.72. This is quite curious as this result usually indicates a use of
a PR system. What causes this contradiction? How can multiple effective parties
survive in a SMDP system when they cannot in others?
At
first I thought that maybe the UK is operating a hybrid electoral system which
encompasses just enough PR qualities to allow the survival of more than two
effective parties. One such quality determining electoral system is the formula
used for awarding seats to candidates. The Formulas for PR systems are vastly
different from the SMPD ones. The UK however, uses the ‘first to pass the post’
formula1 which is typical SMDP. Instead of filling seats based on
the percentage vote of a party, the ‘first to pass the post’ formula simply
states that the candidates who receive the most votes in a constituency get the
seat. Hence bigger parties are favored creating normally two big effective
parties.
My
thoughts then turned to lists. PR systems generally use lists so that electors
vote for their party, which in turn appoints candidates to the seats won.
Whether the list is closed (voters have no say in who is on the list) or not
makes no difference. Again the UK passes the SMPD test as it doesn’t use lists
in its elections; all candidates are directly voted in.3
After these finds in my research, it is
easy to see that the UK definitely is not running a hybrid system. The question
still lingers about how parties survive in the UK electoral system. My attention then turned to thresholds, or the
minimum requirements for a party to remain active. What I found, or rather what
I didn’t find intrigues me: I could not find any mention of a threshold for
political parties! The only threshold is for actual candidates who need 10
voter signatures and 5% of the vote or a 500 pound fine is imposed.1 This
explains why there are so many parties involved in an election, and especially
why parties like the “pirate” party is allowed to survive.
While
this development would explain a slight increase in the party efficiency number, it does
not explain why there are nearly four effective parties. Just then, another
interesting fact caught my eye: it was the number of seats in the House of
Commons. Apparently there are 650 seats that correspond to 650 constituencies;
533 in England, 69 in Scotland, 40 in Whales, and 18 in Northern Ireland.1
This is interesting to me because the UK is an extremely small country and to
fit so many districts they must be relatively small. This could explain why the
party efficiency number is so high! With so much cultural and political
diversity, these small districts could facilitate members of smaller parties
being awarded seats in the legislature. My suspicions were confirmed when
looking at the numbers of voters in Scottish districts. The party which received
the most votes was not the popular parties, but the Scottish National Party,
meaning they won seats in parliament and their party efficiency increases. The
same was true for districts in Whales and Ireland and would probably prove true
for certain English districts.
So in
conclusion, England happens to have the right set of circumstances to contradict
Duverger’s law. They have small enough constituencies in a small enough country,
with a diverse enough population, with no threshold for political parties which
effectively allows smaller parties to have more effectiveness than usual. Such
a circumstance might never exist anywhere else, but is an exception to the law.
2) Wikipedia election world: http://en.wikipedia.org/wiki/United_Kingdom_general_election,_2010
3) Wikipedia: http://en.wikipedia.org/wiki/Elections_in_the_United_Kingdom
Your blog did a good job of keeping the pace moving and increasing reader interest by describing your thought process in trying to understand the conflict between your results and Duverger's Law. It's interesting that the UK has more than two parties despite its SMDP rules; you certainly found the exception to the law and did a good job of explaining the reasons.
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